Job Description

We're currently supporting a leading financial services organisation with the appointment of a Senior Conduct Compliance Executive on a 6-month fixed-term contract.

This is an excellent opportunity for an experienced compliance professional to take a key role in managing conduct and regulatory risk, supporting senior stakeholders, and helping drive a strong compliance culture across the business.

Key areas of responsibility include:

• Leading conduct risk monitoring and testing activities
• Supporting and mentoring a small Compliance team
• Providing regulatory advice on FCA requirements, financial promotions, incidents and business projects
• Managing conduct risk assessments and compliance reporting
• Influencing senior stakeholders, including SMF holders and Executive leadership
• Reviewing policies and procedures to ensure ongoing regulatory compliance

We're keen to speak with candidates who have:

• Strong FCA regulatory knowledge, including Consumer Duty and conduct risk Experience within financial services and regulated environments
• Up-to-date knowledge of CONC
• Compliance monitoring and assurance experience
• Excellent stakeholder management and communication skills
• Previous experience leading, mentoring or coaching compliance professionals

This is a fantastic opportunity to join a highly regarded organisation and make an immediate impact within a dynamic compliance function.