Job Description
We are delighted to be partnering with an established Fintech lender who are looking to expand their Compliance function with the appointment of a Senior Compliance Advisor.
Reporting to the firm's Chief Compliance Officer, this is a key hire within the business. You'll be responsible for supporting on all matters of compliance advisory, providing advice to colleagues and advising on regulatory matters.
Key responsibilities include:
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Provide clear, practical advice to teams across the business on regulatory compliance, especially in areas such as consumer credit, customer protection, and the FCA Handbook.
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Build strong working relationships and act as a trusted advisor by giving commercial, pragmatic, and cost-effective compliance guidance.
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Lead on regulatory change projects - assessing impacts, advising on necessary updates, and helping implement compliant policies and procedures.
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Maintain and regularly review compliance policies, and support teams in aligning their processes with regulatory requirements.
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Design and deliver training sessions on compliance risks and regulatory changes, working closely with the Chief Compliance Officer.
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Monitor upcoming regulatory changes, assess their impact on the business, and support implementation and staff training where needed.
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Identify and escalate compliance risks to senior leaders promptly to help minimise business impact.
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Promote a culture of compliance and strong risk management within the business, with a focus on delivering fair outcomes for customers.
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Collaborate regularly with operational teams to understand key processes, assess the effectiveness of controls, and highlight areas for improvement - particularly in arrears management, complaints handling, and support for vulnerable customers.
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Stay up to date with relevant FCA rules and regulations and apply this knowledge when advising the business.
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Provide compliance support for major projects and contribute regulatory insight to strategic business objectives.
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Monitor and assess both current and emerging regulatory risks and keep the business informed of key changes.
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Assist the Chief Compliance Officer in delivering regulatory updates and reports to internal and external stakeholders.
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Oversee compliance with company policies and procedures across the business.
Key requirements:
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A minimum of 6 years' compliance experience in a FCA regulated environment
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Consumer Credit legislation and Consumer duty principles expertise
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Experience of writing detailed policies and procedures
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Excellent communication skills
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Strong attention to detail skills
This is a hybrid role (Kent), paying a salary of up to £85,000 depending on experience.