Job Description
We are delighted to be working with a Buckinghamshire based retail financial services lender who are looking to hire a Lead Conduct Compliance Manager.
As Lead Conduct Compliance Manager, you'll be the main point of contact between the firm's compliance and the wider business. You'll be leading a team of Conduct Compliance Executives and be responsible for:
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Ensuring the team provide high-level regulatory and compliance advice
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Develop the team based on their own personal performances
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Outline clear team objectives and hold review meetings
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Lead on the review of the firm's policies and procedures
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Advise on remedial actions needed
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Review and interpret consultation papers, policy statements and other publications
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Advise senior management on their responsibilities to comply with regulatory obligations
Required experience and skills:
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Working knowledge of the FCA's requirements including ICOBS and PROD sourcebooks
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Comprehensive working knowledge of FCA principles, rules, codes of practice and other standards
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The ability to multitask and prioritise your workload
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Management skills to be able to lead a team effectively
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Strong communication skills and ability to liaise with stakeholders