An excellent opportunity for a Conduct Compliance Executive to join the compliance team of a leading retail financial services lender on a 12 month contract. This is a hybrid role, with 3 days a week in their Milton Keynes office.
As a Conduct Compliance Executive, you'll be responsible for managing regulatory and conduct compliance risks across the firm.
Duties will include but not be limited to:
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Providing regulatory and compliance advice throughout the firm
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Assessing regulatory breaches and incidents
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Reviewing and approving financial promotions
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Overseeing first-line defense controls in line with regulatory risk cycle
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Conduct compliance monitoring reviews
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Managing reporting requests from the FCA as well as internal audits
You will need to have:
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Previous financial services compliance experience
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Working knowledge of the FCA's requirements and FCA principles, codes of practice and more
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Excellent communication skills
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The ability to work well in a team and individually
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Strong analytical skills